JUDGEMENT
V.K. Shukla,J. -
(1.) Present writ petition has been filed by the petitioner
for quashing of order dated 30.10.1995 passed by S.D.M. Bansi,awarding
punishment of cancellation of two increments and reverting the petitioner on the
pay scale of Rs.1190/-.
(2.) Brief background of the case, as mentioned in the writ petition, is that
against the conduct of petitioner, who had been functioning as Lekhpal,complaint
had been made, and based on the said complaint, preliminary inquiry was held
and report was submitted. Based on the said report, petitioner was placed under
suspension on 17.7.1995; charge-sheet was given to the petitioner on same day,
to which reply was filed on 31.7.1995. After submission of reply,Naib Tehsildar
was appointed as Inquiry Officer and he was required to submit report within 8
days. After submission of report by the Inquiry Officer, show cause notice was
issued to the petitioner, to which petitioner filed reply on 23.9.1995, and thereafter,
impugned order was passed on 30.10.1995. At this juncture, present writ petition
has been filed.
(3.) After pleadings mentioned above have been exchanged inter se parties,
present writ petition has been taken up for hearing and disposal with the consent
of the parties.
4.Sri Ajay Kumar Srivastava,learned counsel for the petitioner, contended
with vehemence that in the present case at no point of time any inquiry worth the
name, had been conducted and at no point of time any date, time or place for
inquiry was fixed in the matter, and without holding any departmental inquiry,
Inquiry Officer submitted report, and based on the same, order impugned had
been passed, as such order impugned is liable to be set aside.
5. Countering the said submission, learned Standing Counsel, on the other
hand, contended that adequate opportunity had been provided to the petitioner to
defend himself, as such the order impugned should not be interfered with.
6. After respective arguments have been advanced, factual position which
emerges in the present case is that charge-sheet was issued to the petitioner on
17.7.1995; reply to which was submitted on 31.7.1995. Inquiry Officer was appointed
on 22.8.1995, who submitted report on 30.8.1995. This is admitted fact that Inquiry
Officer at no point of time fixed any date, time or place for holding inquiry and
report has been submitted taking into consideration the reply submitted by the
petitioner on 31.7.1995 to the charge-sheet and opinion has been formed holding
petitioner guilty. The Disciplinary Authority has accepted the report submitted by
Inquiry Officer, and impugned punishment order has been passed.
7. Hon'ble Apex Court in the case of State of U.P. v. C.S. Sharma, AIR 1968
SC 158, has taken the view that reasonable opportunity has to be afforded and
enquiry should be conducted in a very fair manner by fixing the date, time and
place of enquiry. Paragraphs 6, 7, 8, 9 and 10 of the said judgment are being
extracted below:
"6. The first question is whether this inquiry was made under sub-rule (1)
or (3) of Rule 55 of the Civil Services (Classification, Control and Appeal)
Rules. It is an admitted fact that Sharma was a temporary employee and
therefore his case would fall to he governed by sub-rule (3) of rule 55 if it could
be said that the enquiry which was being made was for a specific fault or on account of his unsuitability for service. Sub. r.(1) of R. 55 is a general rule for
enquiries where the conduct of a person is inquired into for misconduct but
sub-rule (3) says that sub-rule shall not apply where it is proposed to terminate
the employment of a probationer, or to dismiss, remove or reduce in rank a
temporary government servant for any specific fault or on account of his
unsuitability for the service. Sub-rule (3) says that in such cases, the probationer
or temporary government servant concerned shall be apprised of the grounds
of such proposal, given an opportunity to show cause against the action to be
taken against him, and his explanation in this behalf, if any, shall be duly
considered before orders are passed by the competent authority. If the third
sub-rule applied, it is obvious that the kind of enquiry made complied with its
requirements. The first sub-rule, however, provides for a full-blooded enquiry
which is the counter-part of a regular trial: witnesses have to be examined in
support of the allegations, opportunity has to be given to the delinquent officer
to cross-examine them and to lead evidence in his defence. In our judgment
the present case was governed by the first sub-rule and not the third sub-rule.
The third sub-rule coals with the unsuitability of an officer for the service or
with a charge for any specific fault. This fault means a fault in the execution
of his duties and not a misconduct such as taking bribe, etc. which are
charges of a more serious nature affecting the character of the individual
concerned. The collocation of the words 'any specific fault' or 'on account of
unsuitability for service' give the clue of the distinction between the third sub-
rule and the first sub-rule. An officer who is, for example, habitually lazy or
makes mistakes frequently or is not polite or decorous may be considered
unsuitable for the service. Another officer who makes a grievous default in the
execution of his work may be charged for the specific individual fault, that is
a dereliction or defect in the execution of that duty. Where there is an allegation
that an officer is guilty of a misconduct such as accepting bribe or showing
favours, the matter is not one of specific fault in the execution of his work but
something more. That matter will fall to be governed by the first sub-rule
because you cannot charge a man with criminal conduct without affording
him adequate opportunity to clear his character. Mr. Aggarwal fairly pointed
out that the Government had appointed the enquiring officer to take action
under Rule 55 (1) and it is thus quite clear that Government viewed the matter
also in this light.
7. It, therefore, follows that if the procedure under the first sub-rule had to
be followed, adequate opportunity had to be given to Sharma to lead evidence
on his own behalf to clear himself of serious charges which were levelled
against him and give evidence on his own behalf. It is obvious that he has not
been able to lead his defence or to give evidence on his own behalf. The
question is whether he has to thank himself or the omission proceeded because
of some action on the part of the enquiring officer. Considering the whole
matter we are satisfied that the enquiring officer was to blame and we shall
now show why we think so.
8. Throughout the enquiry, as late as February 24, 1954 Sharma had
again and again given indication that he would lead evidence in his defence.
At first he had given a list or' three witnesses which he later amplified to four
leaving out one from the original list and adding two new names. He had also
stated that he wanted to examine himself in his defence." The reamed
Commissioner who was holding the enquiry on more than one occasion stated
that he would be afforded this opportunity and also that a date would be fixed
for the examination of the defence witnesses. It is true that Sharma was
playing for time and on the 2nd of February (before the date of hearing came)
he put in an application that he would like an adjournment of 20 days before
he submitted a final list of witnesses with their addresses. This application
was rejected on February 6, but between February 6 and April 8, when the
report was made, two long months passed and it was possible for the
Commissioner to have fixed a date, on which if he was so minded,Sharma
could bring his witnesses in support of his case or tender himself for
examination. No action was taken between February 6, 1954 and April 8,
1954 to enable Sharma to lead his defence, if any, in support of his part of the
case. This omission in our judgment was sufficient to vitiate the whole
proceeding because no enquiry of this type in which there are charges of a
criminal nature, can be said to be properly conducted when the defence of
the officer is either frustrated or ruled out.
9. it was submitted by Mr. Agarwal that the witnesses were being
summoned by him to clear himself of the charge of owning a car without
having the visible means to afford it and this charge was not accepted by the
Stats Government. This is true enough but the State Government came on
the scene much later. In so far as the enquiring officer was concerned, he had
accepted the allegation against Sharma and even if the original list be
considered, Sharma was entitled to lead evidence with regard to the car
self. It is possible that if a date had been fixed he would, not only have led
evidence with regard to the car, but would have brought witnesses to clear
himself of other charges, but no such opportunity was clearly afforded to him.
Further before the case closed, the Commissioner had before him a list of
four witnesses and fair play demanded that he should have fixed a date and
left it to Sharma to procure attendance of his witnesses on that date, but if no
date was fixed Sharma was not expected to bring his witnesses day after
day in the hope that the Commissioner would examine them any day. The
enquiry cannot be said to comply with the elementary principles of natural
justice and therefore we have no hesitation in accepting the decision of the
High Court that the enquiry was vitiated.
10. We may not omit to state that there was an allegation against the
Commissioner that he was biasea against Sharma. It does -appear that the
Commissioner, in one of his letters, stated that he had heard witnesses and
satisfied himself that Sharma was definitely corrupt. This statement of the
Commissioner showed that he approached the case with a feeling that
Sharma was guilty although the State Government cannot be said to share
this bias of the Commissioner. We would have said something more about
this, if the occasion had demanded this, but as we are upholding the order of
the High Court on the ground that no reasonable opportunity was afforded to
Sharma to lead his evidence, it is not necessary to say whether an officer in
the position of the Commissioner, who on the basis of secret enquiries behind
the back of delinquent officer has reached the conclusion that there are good
grounds for holding that the officer is corrupt, should himself conduct the
enquiry. That matter may be left for consideration in another case."
8. Hon'ble Apex Court in the case of State of UP. v. Ravindra Nath Chaturvedi and another, 1995 SCC (Labour and Service) 1426, has set aside the order of
punishment, where reasonable opportunity was not provided. Relevant extract of
the judgment is being quoted below:
"1. Leave granted. Heard learned counsel for the parties.
2. The High Court has set aside the imposition of the penalty on the
respondents on the ground that no reasonable opportunity was given to the
respondents during the inquiry by the Inquiry Officer. It is also found that no
one was examined to prove the case of the State. It would be desirable that
an officer who is acquainted with the records may also be examined to prove
the documentary evidence and opportunity may be given to the respondents
to cross-examine the witnesses or produce any evidence in rebuttal. Thereafter,
inquiry will be conducted, the report will be given and copy thereof will be
supplied to the respondents.
3. The order of the High Court is accordingly set aside. The Inquiry Officer,
if he is still in service, is directed to conduct and complete the enquiry within
a period four months from the date of receipt of this order, if he is not in
service, the State is directed to appoint another Inquiry Officer afresh who
would do the needful within the said period.;