JUDGEMENT
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(1.) Leave granted in SLP (C) No.11476 of 2005. These appeals arise out
of yet another round of litigation in the dispute between direct recruits and
promotees in the Uttar Pradesh Higher Judicial Service, having its genesis in
two decisions of this Court in the earlier rounds.
(2.) The recruitment and appointment to the Uttar Pradesh Higher Judicial
Service consisting of a single cadre comprising the posts of District and
Sessions Judges and Additional District and Sessions Judges are governed
and regulated by the U.P. Higher Judicial Services Rules, 1975, ('Rules' for
short) framed under Article 309 read with Article 233 of the Constitution of
India. The said Rules were amended by the UP Higher Judicial Services
(Fourth Amendment) Rules, 1996, with effect from 15.3.1996. For
convenience, the Rules before amendment will be referred to as the
'Unamended Rules' and the Rules after the 1996 amendment will be referred
to as the 'Amended Rules'. As we are concerned with the recruitments for
the years 1988, 1990, 1992-1994 and 1998-2000, it may be necessary to
refer to the unamended Rules in regard to the recruitments relating to 1988,
1990 and 1992-1994, and the amended rules with reference to the 1998-2000
recruitment. Rules 5, 6, 8, 20, 22 and 26 are relevant and they are extracted
below :
"5. Source of recruitment - The recruitment to the Service shall be
made -
(a) by direct recruitment of pleaders and advocate of not less
than seven years standing on the first day of January next following the
year in which the notice inviting applications is published :
(b) by promotion of confirmed members of the Uttar Pradesh
Nyayik Sewa (hereinafter referred to as the Nyayik Sewa, who have put in
not less than seven years service to be computed on the first day of
January next following the year in which the notice inviting applications is
published:
Provided that for so long as suitable officers are available from out of the
dying cadre of the Judicial Magistrate, confirmed officers who have put in
not less than seven years service to be computed as aforesaid shall be
eligible for appointment as Additional Sessions Judges in the Service.
6. Quota - Subject to the provisions of rule 8, the quota for various source
of recruitment shall be-
(i) Direct recruitment from the Bar : 15%
(ii) Uttar Pradesh Nyayik Sewa : 70% of the
vacancies.
(iii) Uttar Pradesh Judicial Officers
Service (Judicial Magistrates) : 15%
Provided that where the number of vacancies to be filled in by any of these
sources in accordance with the quota is in fraction, less than half shall be
ignored and the fraction of half or more shall ordinarily be counted as one:
Provided further that when the strength in the cadre of the Judicial
Magistrate gradually gets depleted or is completely exhausted and suitable
candidates are not available in requisite numbers or no candidate remains
available at all, the shortfall in the number of vacancies required to be
filled from amongst Judicial Magistrates and in the long run all the
vacancies, shall be filled by promotion from amongst the members of the
Nyayik Sewa and their quota shall, in due course, become 85 per cent.
8. Number of appointments to be made - (1) The Court, shall, from time
to time, but not later than three years from the last recruitment, fix the
number of officers to be taken at the recruitment keeping in view the
vacancies then existing and likely to occur in the next two years.
Note : The limitation of three years mentioned in this sub-rule shall not
apply to the first recruitment held after the enforcement of these rules.
(2) If at any selection the number of selected direct recruits
available for appointment is less than the number of recruits decided by
the Court to be taken from that source, the Court may increase
correspondingly the number of recruits to be taken by promotion from the
Nyayik Sewa:
Provided that the number of vacancies filled in as aforesaid under this sub
rule shall be taken into consideration while fixing the number of vacancies
to be allotted to the quota of direct recruits at the next recruitment, and the
quota for direct recruits may be raised accordingly; so, however, that the
percentage of direct recruits in the Service does not in any case exceed 15
per cent of the total permanent strength of the service.
Provided further that all the permanent vacancies existing on May 10,
1974 plus 31 temporary posts existing on that date, if and when they are
converted into permanent posts, shall be filled by promotion from amongst
the members of the Nyayik Sewa; and only the remaining vacancies shall
be shared between the three sources under these rules;
Provided also that the number of vacancies equal to 15 per cent of the
vacancies referred to in the last preceding proviso shall be worked out for
being allocated in future to the Judicial magistrates in addition to their
quota of 15 per cent prescribed in rule 6, and thereupon, future
recruitment (after the promotion from amongst the members of the Nyayik
Sewa against vacancies referred to in the last preceding proviso) shall be
so arranged that for so long as the additional 15 per cent vacancies worked
out as above have not been filled up from out of the Judicial magistrates,
the allocation of vacancies shall be as follows :
(i) 15% by direct recruitment.
(ii) 30% from out of the Judicial Magistrates;
(iii) 55% from out of the members of the Nyayik Sewa
[Note : The first proviso to sub-Rule (2) of Rule 8 was amended by the
Amendment Rules of 1996 omitting the crucial word "permanent" when
referring to "15% of the total permanent strength of the service". The
first proviso as amended, reads thus :
Provided that the number of vacancies filled in as aforesaid under this
sub rule shall be taken into consideration while fixing the number of
vacancies to be allotted to the quota of direct recruits at the next
recruitment, and the quota for direct recruits may be raised accordingly;
so, however, that the percentage of direct recruits in the Service does not
in any case exceed 15 per cent of the total strength of the service.]
20. Promotion of members of Nyayik Sewa :
(1) Recruitment by promotion of the members of the Nyayik Sewa shall be
made by selection on the principle of seniority-cum-merit.
(4) The Selection Committee shall forward the list of the candidates
chosen at the preliminary selection to the Chief Justice along with the
names of the officers who, if any, in the opinion of the Committee have
been passed over for promotion to the service.
(5) The Court shall examine the recommendations of the Selection
Committee and make a final selection for promotion and prepare a list in
order of seniority of the candidates who are considered fit for promotion
and forward the same to the Governor.
The list shall remain operative only till the next recruitment.
22. Appointment- (1) Subject to the provisions of sub-rules (2) and (3),
the Governor shall on receipt from the Court of the list mentioned in Rules
18, 20, and 21 make appointments to the service on the occurrence of
substantive vacancies by taking candidates from the lists in the order in
which they stand in the respective lists.
(2) Appointments to the service shall be made on the rotational system, the
first vacancy shall be filled from the list of officers of the Nyayik Sewa,
the second vacancy shall be filled from the list of direct recruits (and so
on), the remaining vacancies shall thereafter be filled by promotion from
the list of the officers of the Nyayik Sewa.
Provided that for so long as suitable officers are available from the cadre
of the Judicial Magistrates, appointments to the service shall be made in
such a way that the second fifth and eighth (and so on), vacancy shall be
filled from the list of Judicial Magistrates.
(3) Appointment for temporary vacancies or in officiating capacity shall
be made by the Governor in consultation with the Court from amongst the
members of the Nyayik Sewa.
Provided that for so long as suitable officers are available from the cadre
of the Judicial magistrate, appointments on temporary vacancies or in
officiating capacity shall be made in consultation with the Court from
amongst the Judicial Magistrate according to the quota fixed for that
source under these rules:
Provided further that for so long as such members of the Judicial Service
as are considered suitable for appointments on temporary vacancies or in
officiating capacity, are not available in sufficient number, the Governor
in consultation with the Court may fill in not more than 50 per cent of
such vacancies from amongst the officers of the cadre of Judicial
Magistrates.
(4) The appointments shall be made on rotational system, the first
vacancy shall be filled from the list of officers of the Nyayik Sewa, the
second vacancy shall be filled from the list of Judicial Magistrates (and so
on).
[Note : Sub-Rule (3) and its two provisos of Rule 22 were substituted by
the following by the Amendment Rules of 1996 :
(3) In the eventuality of delay in making appointment under sub-rule (1)
and further if exigency of service so requires, the Governor may, in
consultation with the Court, make short term appointment as a stop-gap
arrangement from amongst the members of Nyayik Sewa in the vacancy in
these services within the quota fixed by the Court till the appointments are
made under sub- rules (1) and (2) :
Provided that the period of service spent by the member of Nyayik Sewa
on short term appointment to the service as a stop-gap arrangement shall
not be computed for seniority under Rule 26.]
26. Seniority - (1) Except as provided in sub-rule (1), seniority of
members of the service shall be determined as follows :
(a) Seniority of the officers-promoted from the Nyayik Sewa vis-'-vis the
officers recruited from the Bar shall be determined from the date of
continuous officiation in the service in the case of promoted officers and
from the date of their joining the service in the case of direct recruits.
Where the date of continuous officiation in the case of an officer promoted
form the Nyayik Sewa and the date of joining the service in the case of a
direct recruit is the same, the promoted officer shall be treated as senior
Provided that in the case of a promoted officer the maximum period of
continuous officiation in the service shall not, for the purpose of
determining seniority exceed three years immediately preceding the date
of confirmation;
Provided that where any officer is not found fit for confirmation and is not
confirmed in his turn, the officiating period or the probationary period, as
the case may be, prior to the date of decision taken by the High Court in
this behalf shall not be taken into account for purposes of computing the
period of continuous officiation or for purposes of working out the date of
joining of the service, as the case may be;
(b) Seniority inter se of the officers appointed from out of the Judicial
Magistrates shall be determined from the date of continuous officiation,
provided that in the case of officers appointed on the basis of one
selection, their seniority shall be determined according to their seniority in
the Uttar Pradesh Judicial Officers Service:
Provided further that where an officer is not found fit for confirmation and
is not confirmed in his turn, the officiating period prior to the date of
decision taken by the High Court in this behalf shall not be taken into
account for computing the period of continuous officiation.
(2) Seniority of members of the service who have been confirmed in the
service prior to the commencement of these rules shall be as has been
determined by the order of Government as amended from time to time.
[Note : Rule 26 of 1975 Rules was substituted in entirety by the follwing
by the Amendment Rules of 1996 :
26. Seniority - (1) Seniority of the officers appointed in the service shall
be determined in accordance with the order of appointment in the Service
under sub-rules (1) and (2) of Rule 22 of these rules.
(2) Seniority of members of the service who have been confirmed in the
service prior to the commencement of these rules shall be as has been
determined by the order of the Government as amended from time to
time.]
(3.) The dispute between the promotees and direct recruits in regard to
their inter-se seniority in the Uttar Pradesh Higher Judicial Services came up
before this Court at the instance of promotees in P.K. Dixit vs. State of Uttar Pradesh, 1987 4 SCC 621. This Court allowed the petitions and
directed preparation of fresh seniority list in accordance with the following
directions:
"(i) So far as the posts available on a particular dated i.e. May 10, 1974
are concerned the High Court will have to look into the matter afresh and
decide the seniority in the light of the above position. But after the 1975
Rules came into force, the appointments to the Higher Judicial Service
either on the basis of direct recruitment or on the basis of promotion must
have been in accordance with these rules and it is expected that the
probation, confirmation and seniority must have been looked into by the
High Court strictly in accordance with these Rules.
(ii) Under Rule 22(3) appointment to temporary vacancies shall be
made only from the Nyayik Sewa and as and when a substantive vacancy
arises and the procedure for selection is to be followed, the officers who
were appointed to fill in the temporary posts should be considered first and
appointed on probation, if found fit. When appointment under Rule 22 is
contemplated in the service of substantive vacancies, it may be both
temporary or permanent but the vacancy must be in the cadre. A person
could only be confirmed when a permanent post is available for him.
(iii) If a person is appointed to officiate in the Higher Judicial Service
his case for confirmation normally will be considered within three years
and either he will be confirmed or will be reverted. The High Court must
examine the case of a promotee officer within three years and decide
whether the officer deserves to be confirmed or deserves to be reverted. It
is with this view that Rule 23 provides that period of probation shall not
ordinarily exceed three years and Rule 26 provides that in case of
promotee officer's continuous officiation even if it is for more than three
years, only three years will be counted for purpose of seniority. This itself
contemplates that such an occasion shall not arise when a person may be
officiating for more than three years and still his case hs not been
considered for confirmation.";